As filed with the Securities and Exchange Commission on June 27, 2022

 

Registration No. 333-_________

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

______________________________

 

FORM S-8

REGISTRATION STATEMENT

Under the Securities Act of 1933

______________________________

 

THE ONE GROUP HOSPITALITY, INC.

(Exact name of registrant as specified in its charter)

  

Delaware

(State or other jurisdiction of

incorporation or organization)

14-1961545

(I.R.S. Employer Identification No.)

 

1624 Market Street, Suite 311

Denver, Colorado 80202

(Address of principal executive offices, zip code)

______________________________

 

2019 Equity Incentive Plan

(Full title of the plan)

______________________________

 

James M. Kearney

Stoel Rives LLP

760 SW Ninth Avenue, Suite 3000

Portland, Oregon 97205

(503) 294-9444

 

(Name, address and telephone number of agent for service)

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

  Large Accelerated Filer ¨   Accelerated Filer x  
  Non-Accelerated Filer ¨   Smaller Reporting Company x  
      Emerging Growth Company ¨  

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

 

 

 

 

 

  

PART I

 

INFORMATION REQUIRED IN THE

SECTION 10(a) PROSPECTUS

 

The document(s) containing the information specified in Part I of Form S-8 will be sent or given to participants as specified by Securities Act Rule 428(b)(1).

 

PART II

 

INFORMATION REQUIRED IN THE

REGISTRATION STATEMENT

 

This Registration Statement is filed by The ONE Group Hospitality, Inc., a Delaware corporation (the “Company”), to register additional securities issuable under its 2019 Equity Incentive Plan and consists of only those items required by General Instruction E to Form S-8. The Company’s Registration Statement on Form S-8 filed with the Securities and Exchange Commission on January 6, 2014 (Commission File No. 333-193207) is incorporated herein by reference.

 

Item 8. Exhibits.

 

The attached Exhibit Index is incorporated herein by reference.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Form S-8 Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Denver, the State of Colorado, on June 27, 2022.

 

 

THE ONE GROUP HOSPITALITY, INC.

 

   
  By: /s/ Emanuel P.N. Hilario
    Name: Emanuel P. N. Hilario
    Title: President and Chief Executive Officer

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities indicated on June 27, 2022.

 

Each of the undersigned constitutes and appoints Emanuel P. N. Hilario, Tyler Loy and Christi Hing his or her true and lawful attorney and agent to do all things and to execute in his or her name all instruments that the attorney and agent may deem necessary or advisable to enable The ONE Group Hospitality, Inc. to comply with the Securities Act of 1933 and any requirements of the Securities and Exchange Commission (the “Commission”) in connection with the registration under the Securities Act of 1933 of the securities referenced in this registration statement, including specifically, but without limitation, power and authority to sign his or her name to any amendment hereto and to file such amendment with the Commission; and the undersigned ratifies and confirms all that his or her attorney and agent shall do or cause to be done by virtue of this authority.

 

Signature   Title
     
/s/ Emanuel P.N. Hilario   Director, President and Chief Executive Officer
Emanuel P. N. Hilario   (Principal Executive Officer)
     
/s/ Tyler Loy   Chief Financial Officer
Tyler Loy   (Principal Financial Officer)
     
/s/ Christi Hing   Chief Accounting Officer
Christi Hing   (Principal Accounting Officer)
     
/s/ Jonathan Segal   Chairman of the Board
Jonathan Segal    
     
/s/ Dimitrios Angelis   Director
Dimitrios Angelis    
     
/s/ Eugene Bullis   Director
Eugene Bullis    
     
/s/ Susan Lintonsmith   Director
Susan Lintonsmith    
     
/s/ Haydee Olinger   Director
Haydee Olinger    
     
/s/ Michael Serruya   Director
Michael Serruya    

 

 

 

 

EXHIBIT INDEX

 

Exhibit    
Number   Description of Exhibit
     
4.1*   Amended and Restated Certificate of Incorporation (incorporated by reference to Form 8-K filed on June 5, 2014).
     
4.2*   Amended and Restated Bylaws (incorporated by reference to Form 8-K filed on October 25, 2011).
     
5.1+   Opinion of Stoel Rives LLP.
     
23.1+   Consent of Deloitte & Touche LLP
     
23.2+   Consent of Plante & Moran PLLC
     
23.3+   Consent of Stoel Rives LLP (included in Exhibit 5.1).
     
24.1+   Power of Attorney (included on signature page).
     
99.1*   The ONE Group Hospitality, Inc. 2019 Equity Incentive Plan (incorporated by reference to Appendix A to Proxy Statement filed April 8, 2022).
     
107+   Filing Fee Table.

 

+Filed herewith.
*Incorporated by reference.